Regions, the Regions logo and the LifeGreen bike are registered trademarks of Regions Bank. Prior to assuming his current role Cheatham served as Commercial Banking Executive for the North Central Alabama Area. Senior Executive Vice President Before that he was responsible for all geographic line banking functions across the bank and served as the companys Eastern Region President. His past service includes the board of A. G. Gaston Boys and Girls Club, Birmingham Business Alliance and the Birmingham Kiwanis Club, as well as past co-chair of the Central Alabama United Way Campaign and Board Chair of REV Birmingham. Clients receive 24/7 access to proven management and technology research, expert advice, benchmarks, diagnostics and more. Chief compliance officers who empower the wider business to own compliance risk succeed on two fronts: They free up space for strategic work which supports business growth and drive employee ownership of compliance risk, ultimately leading to better risk prevention and mitigation. Regions has a demonstrated commitment to creating more inclusive prosperity, and I am excited to bring my skills and experience in support of the banks important work.. Browse 78 TEMPE, AZ CODE COMPLIANCE OFFICER job ($37K-$77K) listings hiring now from companies with openings. Anthony Restel President, Regional Banking . In this role, he leads Liquidity and Capital Planning, Investment Management, Asset & Liability Management, Enterprise Model Development and the CCAR process. Birmingham's largest bank has added a new leader to its ranks. Andrew Nix will join Regions as chief governance officer on March 17. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Prior to joining Regions, Ms. Mehlman was a partner in the Corporate/Securities and Banking/Financial Services practices at the law firm of Adams and Reese, LLP. Corporate governance speaks to the heart of who we are as financial professionals committed to making a positive difference for the people, businesses and communities we serve, Plimpton said. Senior Executive Vice President September 13 Law and regulation He began his banking career with Citibank, where he opened and managed a de novo branch, ultimately serving as director of U.S. Prior to joining BBVA, Andy served in a variety of channel, product and distribution roles for Wachovia, Bank of America, SouthTrust, and NCR. C. Keith Herron Misra was Chief Operating Officer for XProtean, Inc. and was co-founder/ VP of Strategy for StorePerform Technologies (now part of JDA Corporation). Advisory Services are offered through Cetera Investment Advisers LLC. He is a graduate of Leadership Alabama, a former member of the Financial Services Roundtable and a former board member for the Consumer Bankers Association. Nix will report to Tara Plimpton, chief legal officer for the bank. Gartner Terms of Use Nolan serves on the board of Regions Foundation and is chair of the finance and audit committee. Brett Couch leads Regions Banks Corporate Real Estate and Procurement divisions. Responsibilities include providing perspective on existing and emerging risks, advancing portfolio-shaping strategies, developing and overseeing credit policies, maintaining an active concentration limit framework and supporting a strong capital and liquidity platform. Senior Executive Vice President Matt Lusco is Chief Risk Officer and leads the Risk Management Group, which is comprised of risk management operations, including Enterprise Risk, Compliance Risk, Operational Risk, Credit Risk, Market Risk, Business Services Credit, Credit Operations, Problem Asset Management, Risk Analytics and Regulatory Affairs. Before joining Regions in 2008, Smithy served 15 years at Wachovia Corporation. In this role he co-led the strategic definition and global vision of omnichannel experience for the BBVA Group. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Before joining Regions in 2022, Massey spent almost 30 years at Truist Bank and its predecessor companies, including SunTrust Bank, primarily in roles focused on technology, operations, and transformation. Regions Investment Solutions, 250 Riverchase Parkway East, Hoover, AL 35244. He serves on the Economic Development Partnership of Alabama, United Way of Central Alabama, Business Council of Alabama, Birmingham Business Alliance, A Plus Education Foundation and Infirmary Health System boards. He began his career at Crestar Mortgage. Key categories include service provider risk management, strategic sourcing, sourcing operations, supplier relationship management and payments. In that role, she led a team of over 450 global professionals running critical compliance, trade, IP, labor, and transactional support for GE globally. The LifeGreen color is a trademark of Regions Bank. All new products shall be subjected to intensive monitoring for at least the first six months of introduction to ensure that the indicative parameters of Compliance risk are adequately monitored. This circular supplements the guidelines issued by Reserve Bank of India on April 20, 2007 and March 04, 2015 and for any common areas of guidance, the prescription of this circular shall be followed. Reveal contact info Contact details Work email j*****@regio***.com Valid Reveal Latest update September 27, 2021 Location Birmingham, Alabama, United States Jim's current employer He is a member of the Regions Executive Leadership Team. Before his experience in the private sector, Keenan received a regular army commission in 1989 as an Ordinance Officer in the U. S. Army. He served as head of Mortgage Banking, Business Banking and the Community Banking segment of Regions Business Services Group prior to his role as the North Central Alabama Area President. A native of Wedowee, Alabama, Nix earned a Juris Doctor degree from the University of Alabama School of Law and a Bachelor of Science degree in Business Administration-Finance from Auburn University. Massey is responsible for all aspects of Regions Enterprise Operations, Technology and Data and Analytics. Previously she served as Regions' senior compliance manager responsible for consumer compliance, BSA/AML, wealth management compliance, and enterprise monitoring and testing. Monday through Friday. Dana Nolan serves as the Head of Investor Relations at Regions. Plimpton joined Regions in 2020, following an 18-year career at General Electric. He is responsible for 1,500+ facilities and workplace strategy. Regions Bank is an Equal Housing Lender and Member FDIC. Andrew Nix will join Regions as chief governance officer on March 17. Use the insights, advice and other tools included in this 12-step guide to make an impact in your new role.. Measure performance against peers, strategic priorities and future needs, and position yourself to drive business goals with Gartner's benchmarks and diagnostics. She is a member of the Board of Directors of the Council of Institutional Investors (CII) and serves on its Policies Committee. Use our resources to assess the current state of the function, map out next steps and implement your plans confidently. Before joining KPMG, Lusco was with Arthur Andersens Birmingham, Alabama, office and was managing partner. Mehlman is a member of the Alabama, District of Columbia, New Jersey, and New York state bars, as well as various civic, charitable, and professional organizations and councils. Owen also leads the Steering Team for the Simplify and Grow strategic priority focused on making banking easier for customers and associates, streamlining the companys organizational structure, accelerating revenue growth, and improving efficiency. Bill Horton serves as the Head of commercial banking and is a member of the Executive Leadership Team for Regions. For bank chief risk officers, no room for error in compliance Securities and insurance products are offered through Cetera Investment Services LLC, member FINRA/SIPC. RiskClarity is a program that allows you to identify hidden risks and gain visibility into potential problem areas before they arise. Pichel earned a bachelors degree in both finance and education from Ohio Northern University, and a MBA from the University of Michigan. Nix is a member of the Society for Corporate Governance, the Kiwanis Club of Birmingham, the Board of Directors of Better Basics, and the United Way of Central Alabama Tocqueville Society, and he has served on various committees of the Alabama State Bar. At Cognilytics, he helped banks address data and models for various regulatory filings, including Comprehensive Capital Analysis and Rreview (CCAR), DFAST and Basel. Hernandez was named a Digital Banker of the Year Finalist by American Banker in 2017. Ritter earned a bachelors degree in economics from Vanderbilt University and is a graduate of the Stonier School of Banking at Georgetown. The key areas of compliance risk include: The CCO of today is someone who has expert capability to manage and implement strategic compliance programs, while still establishing processes for accountability and transparency, particularly in emerging and evolving risk areas, such as those associated with digital transformation. Through our policies, procedures and practices, Regions is focused on helping customers and communities succeed, and I know the work of Andrew and his team will make a meaningful impact as we fulfill our mission.. William D. Ritter Regions, the Regions logo and the LifeGreen bike are registered trademarks of Regions Bank. Couch also plays a key leadership role in the management of Regions Service Providers (Third Party Providers). Manav Misra is the Chief Data and Analytics Officer for Regions Bank. Gale holds both a bachelors degree and law degree from the University of Alabama, where he served as editor in chief of the Alabama Law Review and he is a former president of the University of Alabama Law School Foundation. There, he has served as a shareholder with practice areas in banking and financial services; corporate governance and compliance; public company advisory services; securities regulation and corporate finance; and more. Deliver an effective board presentation on your companys culture, primary drivers of a strong culture of integrity, and next steps for risk mitigation and management. Additional information about Regions and its full line of products and services can be found at www.regions.com. Lusco joined Regions in 2011, bringing over 30 years of financial services industry experience gained by providing audit and consulting to a wide range of institutions. David Turner serves as Regions chief financial officer and is a member of the Regions Executive Leadership Team. Use our guide to analyze where current efforts diverge from stakeholders' expectations and develop . Prior to joining Regions in 2011, Gale was a founding partner of Maynard Cooper & Gale PC in Birmingham, Alabama. He is a member of the Executive Leadership Team. Prior to joining Regions, Pichel served as the Head of Retail Delivery for Citizens Bank in Flint, Michigan, where he was responsible for the entire branch network and was a member of the Executive Leadership Team. Barb Godin 8 a.m. 7 p.m. Gartner is a trusted advisor and objective resource for more than 15,000 enterprises. Prior to Frito-Lay, Keenan served in the U.S. Army as a Captain for four years. Turner joined Whitney in 1994 as its Alabama regional president after nine years at AmSouth Bank, where he held senior consumer, commercial and business positions. Nixs previous legal experience also includes work for Bradley Arant Boult Cummings LLP and Lightfoot Franklin & White LLC. Turner is a former chairman of the Mobile Area Chamber of Commerce, the Mobile Area Education Foundation and the United Way of Southwest Alabama. Senior Executive Vice President Chief Governance Officer and Assistant Corporate Secretary. Abrahams graduated from Texas Christian University with a Bachelors Degree in Business Administration with a major in Finance. He is also a member of the Southeastern Council of Foundations. He serves on the boards of Tennessee Bankers Association, Regions Foundation of Tennessee, the Vanderbilt/Owen School Board of Visitors, Nashville Convention and Visitors Bureau, the Woodward-Hines Foundation, and Mississippi Valley Title and Mississippi College Board of Trustees. John Turner is president and chief executive officer of Regions Financial Corporation. Scott Peters serves as Chief Transformation Officer and is a member of the companys Executive Leadership Team. Previously, Turner served as head of the Corporate Bank, a role he took on in 2014. By clicking the "" button, you are agreeing to the Keenan has more than 25 years of human resources experience and has been in his current role since 2010. Chief Operating Officer. Before his tenure in banking, Keenan spent over 10 years with the Frito Lay division of Pepsico. and Regions Bank is an Equal Housing Lender and Member FDIC. Nix is a member of the Society for Corporate Governance, the Kiwanis Club of Birmingham, the Board of Directors of Better Basics, and the United Way of Central Alabama Tocqueville Society, and he has served on various committees of the Alabama State Bar. He is responsible for ensuring Regions has an effective and coordinated approach to government relations, community economic development and philanthropy. Securities and insurance products are offered through Cetera Investment Services LLC, member FINRA/SIPC. Gartner Terms of Use He began his banking career in 1987 with Citibank, where he opened and managed a de novo branch, ultimately serving as director of U.S. Smithy started his career with First Union Bank of Florida as the Central Florida Region Controller in Jacksonville, Florida. In this role, he oversees the banks human capital strategy, talent management, diversity and inclusion, compensation and benefits, HR operations and information systems, HR data and analytics, associate conduct, learning and development, corporate security and aviation. BIRMINGHAM, Ala. - Feb. 9, 2021 - Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. Before joining AmSouth, Keenan served as director of Human Resources at Frito-Lay, a division of PepsiCo, where he worked for 10 years. In that role, he was responsible for all aspects of consumer credit and deposit product marketing and product development for Citibanks U.S. retail bank. 205-264-4551 Chief Risk Officer. Prior to joining GE, Plimpton was the managing partner of a law firm and provided legal counsel to a variety of corporate clients in the manufacturing, agricultural, and tourism industries. All Rights Reserved. Core Product Marketing. He is also a member of the companys Executive Leadership Team. Beth Ardoin Chief Communications Officer . Logan Pichel serves as the Head of Enterprise Operations, which includes Deposit Operations, Payment Operations, Fraud and Cash Operations, Card and ATM Operations, Loan Operations, Loan Servicing, Collections and the Contact Center. Executive Vice President Tammy LoCascio Chief Operating Officer . Advisory Services are offered through Cetera Investment Advisers LLC. Executive Vice President Before joining Regions, Turner was named president of Whitney National Bank and Whitney Holding Corporation in 2008 and was elected to the bank and holding company boards of directors. There, he has served as a shareholder with practice areas in banking and financial services; corporate governance and compliance; public company advisory services; securities regulation and corporate finance; and more. Regions Bank Names Scott Peters as Chief Transformation Officer; Kate Head of Consumer Banking Group. In recent years, Regions has been recognized for our focus on doing right by all of our stakeholders. Executive Vice President He joined Assurant as senior vice president of Information Technology. Prior to joining Regions, she was at KeyBank and served as executive vice president and chief consumer risk officer with responsibility for policy, risk scoring and analytics as well as collections. Neither Cetera Investment Services, nor Cetera Investment Advisers is an affiliate of Regions Bank. Chief Transformation Officer. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Senior Executive Vice President Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Danella most recently served as Chief Strategy and Client Experience Officer. Scott Peters serves as the head of Regions Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. John M. Turner, Jr. Use this one-page template to communicate your strategy with internal business partners. He is a member of the banks Executive Leadership Team. John Turner is president and chief executive officer of Regions Financial Corporation. As Regions Chief Operating Officer, John Owen leads Enterprise Operations, Information Technology, Data and Analytics, Corporate Real Estate and Procurement, Corporate Marketing, and Digital Banking. Cheatham graduated from Auburn University with a bachelors degree in accounting. Leroy Abrahams is the Head of Community Affairs for Regions and is a member of the Executive Leadership Team. Privacy Policy. He succeeds Hope Mehlman . Executive Vice President At a time when the compliance officers are challenged to effectively manage the risks of modern business, new chief compliance officers need to find their feet fast and lead boldly. Lusco joined Regions in 2011, bringing over 30 years of audit, accounting and risk management expertise in a wide range of institutions. Regions Bank is an Equal Housing Lender and Member FDIC. Keenan joined Regions predecessor Amsouth Bank in 2003 as leader of the companys Field Human Resources Group. Executive Vice President Based on 20019 salaries posted anonymously by Santander Chief Compliance Officer employees in Braunton. Chief Risk Officer . She also serves as vice president and program chair for the Southeastern Chapter of the Society for Corporate Governance. From 1986 to 1988, Lusco worked in the Office of the Comptroller of the Currencys Office of the Chief Accountant in Washington, D.C. where he worked with OCC representatives and counterparts at the FDIC and Federal Reserve in policy development and in interpreting accounting and regulatory issues. Building a detailed plan. Prior to joining Regions, Ms. Mehlman was a partner in the Corporate/Securities and Banking/Financial Services practices at the law firm of Adams and Reese, LLP. He joined Fidelity in 1998 from KeyCorp, where he served as director of Mass Market Retail Banking and was responsible for the banks 2,500 branch-based retail sales people. Matt's community and civic involvements have been varied and have included board and/or leadership positions with Operation New Birmingham, The Civic Club Foundation, The Birmingham International Festival, The American Heart Association and the Ole Miss Alumni Association. Chief Enterprise Operations and Technology Officer. About Regions Financial Corporation Regions has a demonstrated commitment to creating more inclusive prosperity, and I am excited to bring my skills and experience in support of the banks important work.. In addition, as corporate secretary, Gale advises the Board on its role and responsibilities, including its fiduciary responsibilities, and oversees the companys corporate governance policies and practices, the preparation of the proxy statement and sustainability report, the companys engagement with institutional investors on corporate governance matters, and compliance with various regulatory and listing requirements. His career also includes extensive experience in Mortgage operations, digital and technology transformation, and consumer lending. Head of Corporate Responsibility and Community Engagement. Additional information about Regions and its full line of products and services can be found at www.regions.com. She was responsible for leading a team of Private Wealth Management professionals providing banking, trust and investment management services to affluent and high-net-worth individuals and families. Regions News on Twitter: @RegionsNews. Executive Vice President Plimpton was a board member of United Way, Atlanta (2012-2018), CAREs Womens Advisory Network (2017-2020), and Georgetowns Corporate Counsel Advisory Board (2018-2022). . Mehlman received her bachelors degree from Cornell University. Chief Administrative and Human Resources Officer. In this capacity he is responsible for leading the banks digital transformation, which includes digitizing the business to better serve Regions customers, providing leadership over the companys digital strategy, and driving accelerated delivery. In this role, his primary focus was in providing audit and business advisory services to publicly and privately held companies, particularly commercial banks in the southeastern United States. Senior Executive Vice President Misra earned his PhD in computer engineering from the University of Southern California and holds a bachelors degree in electrical engineering from the Indian Institute of Technology Kanpur. In this role, his primary focus was in providing audit and business advisory services to publicly and privately held companies, particularly commercial banks in the southeastern United States. Regions Financial's Chief Operating Officer John Owen to retire Prior to that, Danella led Private Wealth Management. He also has served as commercial banking sales manager and business banking sales manager for North Central Alabama. Throughout his career, Abrahams has been active in serving and supporting nonprofit organizations dedicated to improving the quality of life in various communities. Andy began his career at NCR Corporation holding Senior Sales Account Management roles throughout the Southeast, with primary focus on ATMs. Owen also was senior vice president of global systems development for Citicorp Credit Services, chief information officer of North American operations for Arrow Electronics and senior vice president of technology for American Airlines. Paul, Seattle, and Portland. Plimpton was recognized earlier this year by the Birmingham Business Journal as a 2022 Leader in Diversity. At Wachovia, Hernandez was Chief Operating Officer for the General Banks Distribution Group in Charlotte. In recent years, Regions has been recognized for our focus on doing right by all of our stakeholders. Commercial Banking includes clients with revenues between $1MM and $250MM. To ensure the most secure and best overall experience on our website, we recommend the latest versions of. While stationed in Karlsruhe, Germany, Keenan was deployed during Operation Desert Storm where he was recognized with multiple leadership awards for his service.